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We help Sales, Marketing and Compliance ensure that all financial product promotions comply with the regulations.
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Compliance is often a time consuming process for both content creators and approvers, delaying the publication of marketing materials and holding back sales.
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Our Compliance Advisor system is an essential element of any best practice compliance solution. It addresses the root cause of most compliance challenges and delivers big benefits by significantly reducing …
Workload
Approval failure rate
Overall approval time
Risk
Frustration!
Want to see how it helps? Sign up for a free trial and see for yourself.
​We and our partners, can also provide other compliance technology and compliance consultancy services that together with the Compliance Advisor system, will enable organisations to manage compliance of financial promotions in the most effective and efficient way.
Overview of the Compliance Advisor System
The Compliance Advisor system takes the hassle out of compliance for creators of financial promotions … providing them with everything they need to ensure that all compliance requirements are met.
This includes providing the right warnings and disclaimers that can be quickly and easily included.
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At its core, the system has a set of rules, wording and guidance which are Compliance approved.
This makes it easy for every financial promotion to pass the compliance checks 1st time around … saving approvers a lot of time and enabling approval times to be dramatically reduced.​
​​The Compliance Advisor system enables you to focus less on legalities and more on driving your business forward.
The foundation for best practice compliance
The ideal way of managing compliance of financial promotions, requires 6 key elements to be in place.​​
​​​The Compliance Advisory system delivers two of those key elements:
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No. 1 ... Standardised rules and wording
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No. 3 ... Compliance guidance, rules and wording
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We estimate that together, these 2 elements typically provide more than 60% of the business benefits.
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The other 4 elements are also important and we and our partners can help with those.
For more information about this, see the Services section.
