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We make it much easier for Marketing and Compliance to meet the compliance requirements for any financial promotion material.
We guarantee that use of our services will result in:
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A 30% to 60% overall reduction in workload ... freeing up time to be spent on more valuable activities
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90% to 95% of content being approved 1st time around
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A maximum of a 2 day elapsed time to get materials approved
Suitable for any size of organisation - small to large
Low entry fee + volume discounts
Our aim is to give you a ROI of more than 100%. ​i.e. For every £100 invested, benefits are > £200
To find out how we can help you, please select the relevant option below ....
How we help CREATORS of financial promotion materials
We 100% guarantee that by using our services, you as a creator of financial promotion materials, will be able to:
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Update your content to meet all compliance requirements in less than 10 minutes … probably, in less than 5 minutes
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Get more than 90% of your content approved 1st time around
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Cut elapsed approval times down to 1 or 2 days
Overall, we guarantee that your compliance related workload will be reduced by at least 30% and potentially, by as much as 60%. Freeing up your time to be spent on more valuable and more enjoyable activities.
We provide this guarantee because in less than 2 minutes, our services will provide you with …
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All of the compliance wording that needs to be included in your content … including disclaimers, warnings and footnotes … in a form that can be easily added into your content
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Simple clear guidelines:
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About where compliance wording needs to be located and how it needs to be displayed
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That cover all other compliance requirements
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And … they highlight any aspects of your content that are not compliant so that you can make any changes before it is sent for approval
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Our services for creators of financial promotions
An on-demand service to be used when you are producing your financial promotion material.
The service provides you with a content specific "compliance briefing" that gives you everything you need to ensure that your financial promotion material is compliant. This includes:
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The specific wording to be used in your content – including disclaimers / disclosures, warnings and footnotes
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Guidance about where wording should be located and how it should be displayed
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Guidance covering all other compliance requirements – including aspects such as tone of voice, readability and use of jargon or abbreviations
All compliance wording is provided in a format that can be easily added to your content.
This service will enable you to quickly and easily understand and then meet, all of the compliance requirements.
An on-demand service designed to help you assess if your financial promotion material you have created, meets the compliance requirements.
Intended to be used before content is sent for approval, this service:
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Checks any financial promotion document against:
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More than 200 standard compliance requirements (our standard service)
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An unlimited number of custom content specific compliance requirements (our advanced service)
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Provides a comprehensive compliance report. For every compliance requirement, this report:
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Shows whether the requirement has been fully met, partially met or not met at all
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Provides an explanation for why any compliance requirement has not been fully met
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This service makes it easy for you to ensure that your content is compliant and therefore, ensure that it is approved 1st time around.
Find out more about how we help creators
For any of the following, please contact us:
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To get an example "compliance briefing"
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To get an example of a checking report
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To request a free Opportunity Assessment
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To find out more about the guaranteed benefits
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To arrange a demonstration
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Anything else!
How we help APPROVERS of financial promotion materials
We 100% guarantee that by using our services, you as an approver of financial promotion materials, will be able to cut the:
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Time needed to check any material ... by a minimum of 30%
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Amount of content that fails the approval process 1st time around ... by more than 50%
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Average elapsed approval time – by more than 40%
Overall, we guarantee that your approval related workload will be reduced by at least 25% and potentially, by as much as 70%. Freeing up your time to be spent on more valuable activities.
We provide this guarantee because use of our services will …
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In less than 5 minutes, check any document against:
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More than 200 standard compliance requirements
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An unlimited number of custom compliance requirements
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The results are provided to you in a report that shows for every compliance requirement:
- Whether the requirement has been fully met, partially met or not met at all
- An explanation for why any compliance requirements have not been fully met
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Ensure that more than 90% of the content sent to you, will be fully compliant ... so that you can approve it 1st time around
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In less than 2 minutes, provide you with a briefing on all of the specific compliance requirements that any financial promotion material needs to meet. This includes:
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The compliance wording that needs to be in the content ... like disclaimers, warnings and footnotes
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Where that compliance wording needs to be located and how it needs to be displayed
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All other compliance requirements … like readability, tone of voice and use of abbreviations
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Our services for approvers of financial promotions
An on-demand service designed to be help approvers like you, to assess if any financial promotion material meets the compliance requirements. It:
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Checks any financial promotion document against:
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More than 200 standard compliance requirements (our standard service)
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An unlimited number of custom content specific compliance requirements (our advanced service)
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Provides a comprehensive compliance report. For every compliance requirement, this report:
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Shows whether the requirement has been fully met, partially met or not met at all
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Provides an explanation for why any compliance requirement has not been fully met
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This service makes it easy for you to check any content and to decide whether it has met all of the compliance requirements. It also makes it easy for you to explain to the content creator, the reasons why any content was not approved.
An on-demand service to be used by you, when you are preparing to check any financial promotion material. The service provides a content specific compliance briefing which defines everything that is needed for any financial promotion to be compliant.
This includes:
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The specific compliance wording that should be in the content – including disclaimers / disclosures, warnings and footnotes
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Guidance about where compliance wording should be located and how it should be displayed
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Guidance covering all other compliance requirements – including aspects such as tone of voice, readability and use of jargon or abbreviations
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This service makes it easy for you to determine exactly what is required for any material to be compliant.
Find out more about how we help approvers
For any of the following, please contact us:
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To get an example of a checking report
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To get an example "compliance briefing"
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To request a free Opportunity Assessment
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To find out more about the guaranteed benefits
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To arrange a demonstration
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Anything else!
How we help COMPLIANCE MANAGERS
We guarantee that by using our services, Compliance will achieve very big benefits.
These include:​
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A 25% to 70% reduction in approval related workload for Compliance Officers
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Removing the need for maintaining any other “compliance system” such as an Excel based set of disclaimers​​​​
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​​​Significantly reducing the:
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Time and effort required to manage compliance guidelines, rules and wording
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Risk of non-compliant content being approved in error
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All of the above benefits are guaranteed because, use of our services will put you in a position where:
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You have one central place where all of your financial promotion compliance guidance, rules and wording are defined and managed
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The centrally managed guidance, rules and wording are used by all:
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Creators of financial promotions
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Reviewers / approvers of financial promotion materials
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The guidance, rules and wording are consistently applied across the organisation including, all:
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Types and formats of promotion material
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Jurisdictions and all regulations
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Languages
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You know that only Compliance approved wording is being used for disclaimers, risk warnings and footnotes
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More than 90% of the content sent to your Compliance Officers, is fully compliant and can be approved 1st time
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You are provided with comprehensive management information that shows by requirement type:
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How often it is fully met
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How often it is not met or only partially met … and for each of these cases, explains the reasons why
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You and your Compliance Officers have clear evidence of the compliance checks that have been carried out … and evidence that supports the decision to either approve or fail any material
Our services for Compliance Managers
An on-demand service designed to be used by both creators and approvers to help them assess if any financial promotion material meets the compliance requirements. It:
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Checks any financial promotion document against:
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More than 200 standard compliance requirements (our standard service)
-
An unlimited number of custom content specific compliance requirements (our advanced service)
-
​​
-
Provides a comprehensive compliance report. For every compliance requirement, this report:
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Shows whether the requirement has been fully met, partially met or not met at all
-
Provides an explanation for why any compliance requirement has not been fully met
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This service can check many different formats of materials, and the checks can cover any jurisdiction or regulation. Also, we support checking of content in any language – including content using kanji character sets.
An on-demand service designed to be used by both content creators and content approvers, it provides a content specific compliance briefing that defines everything that is needed for any financial promotion to be compliant.
This includes:
​
-
The specific compliance wording that should be in the content – including disclaimers / disclosures, warnings and footnotes
-
Guidance about where compliance wording should be located and how it should be displayed
-
Guidance covering all other compliance requirements – including aspects such as tone of voice, readability and use of jargon or abbreviations
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The central set of rules, guidelines and wording are designed to be used for any financial promotion material and covers all:
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Jurisdictions
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Product types
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Regulations
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Languages
Find out more about how we help Compliance Managers
For any of the following, please contact us:
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To get an example of a checking report
-
To get an example "compliance briefing"
-
To request a free Opportunity Assessment
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To find out more about the guaranteed benefits
-
To arrange a demonstration
-
Anything else!